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Understanding Records Management: Kentucky Law

What are public records?

Public records are defined by Kentucky statute (KRS 171.410 (1) as "all books, papers, maps, photographs, cards, tapes, disks, diskettes, recordings and other documentary materials, regardless of physical form or characteristics, which are prepared, owned, used, in the possession of or retained by a public agency."

Records management is the systematic control of recorded information, regardless of format, from original creation to ultimate disposition. "Disposition" refers to what is done with records when they are no longer needed for current business. Every office creates records, whether in paper, film, electronic record, or some other format. These records can be a burden to maintain. Disposition possibilities include transferring records from one agency to another when functions are officially transferred, transferring records to the State Records Center, destroying temporary records at an approved time, or transferring records of continuing value to the State Archives or other approved archival facility, when they have been deemed worthy of preservation.

Records management helps an organization decide which ones to keep and which ones to destroy. It helps an organization make sure it is creating and maintaining an adequate documentary record of its functions, policies, decisions, procedures, and essential transactions. It permits the identification and proper control of records of continuing, or archival, value. It can give an organization the economy and efficiency it needs to operate effectively. It strives to provide the right information to the right person, at the right time, at the lowest possible cost. If you work in a publicly funded agency, you need a records management program.

KRS 171.450
Department procedures and regulations.

  1. The department shall establish:
    (a) Procedures for the compilation and submission to the department of lists and
    schedules of public records proposed for disposal;
    (b) Procedures for the disposal or destruction of public records authorized for
    disposal or destruction;
    (c) Standards and procedures for recording, managing, and preserving public
    records and for the reproduction of public records by photographic or
    microphotographic process;
    (d) Procedures for collection and distribution by the central depository of all
    reports and publications, except the Kentucky Revised Statutes editions, issued
    by any department, board, commission, officer or other agency of the
    Commonwealth for general public distribution after July 1, 1958.
  2. The department shall enforce the provisions of KRS 171.410 to 171.740 by
    appropriate rules and regulations.
  3. The department shall make copies of such rules and regulations available to all
    officials affected by KRS 171.410 to 171.740 subject to the provisions of KRS
    Chapter 13A.
  4. Such rules and regulations when approved by the department shall be binding on all
    state and local agencies, subject to the provisions of KRS Chapter 13A. The
    department shall perform any acts deemed necessary, legal and proper to carry out
    the duties and responsibilities imposed upon it pursuant to the authority granted
    herein.

Effective: July 13, 1984
History: Amended 1984 Ky. Acts ch. 353, sec. 1, effective July 13, 1984. -- Amended 1982 Ky. Acts ch. 245, sec. 4, effective July 15, 1982. -- Amended 1970 Ky. Acts ch. 92, sec. 34. -- Created 1958 Ky. Acts ch. 49, sec. 5.
Legislative Research Commission Note (10/5/90). Pursuant to KRS 7.136(1), KRS Chapter 13A has been substituted for the prior reference to KRS Chapter 13 in this
statute. The sections in KRS Chapter 13 were repealed by 1984 Ky. Acts ch. 417, § 36 and KRS Chapter 13A was created in that same chapter of the 1984 Ky. Acts.

171.410 Definitions for KRS 171.420 to 171.740.
As used in KRS 171.420 to 171.740:

  1. "Public record or record" means all books, papers, maps, photographs, cards, tapes,
    disks, diskettes, recordings, and other documentary materials, regardless of physical
    form or characteristics, which are prepared, owned, used, in the possession of or
    retained by a public agency. "Public record" shall not include any records owned by
    a private person or corporation that are not related to functions, activities, programs
    or operations funded by state or local authority;
  2. "Department" means the Department for Libraries and Archives;
  3. "Commission" means the State Archives and Records Commission; and
  4. "Public agency" means every state or local office, state department, division, bureau,
    board, commission and authority; every legislative board, commission, committee
    and officer; every county and city governing body, council, school district board,
    special district board, municipal corporation, and any board, department,
    commission, committee, subcommittee, ad hoc committee, council or agency
    thereof; and any other body which is created by state or local authority and which
    derives at least twenty-five percent (25%) of its funds from state or local authority.

Effective: July 15, 1986
History: Amended 1986 Ky. Acts ch. 150, sec. 3, effective July 15, 1986. -- Amended 1982 Ky. Acts ch. 245, sec. 1, effective July 15, 1982. -- Amended 1974 Ky. Acts ch. 74, Art. VIII, B, sec. 2. -- Amended 1970 Ky. Acts ch. 92, sec. 32. -- Amended 1966 Ky. Acts ch. 255, sec. 159. -- Amended 1962 Ky. Acts ch. 106, Art. V, sec. 2. -- Created 1958 Ky. Acts ch. 49, sec. 1.

 

 

Page updated 10/30/2003
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