Innovation and Technology

Find-It! Kentucky
Find-It! Kentucky, the Government Information Locator Service (GILS) provided by the Kentucky Department for Libraries and Archives, began offering a new search service for individual agencies. Agencies may use the Find-It! software to search their individual web pages, rather than state government web sites as a whole. Using this search for individual agency pages will save government agencies money, as they will not have to purchase searching software. This was tested in three agencies, with success, and is now available to all state government agencies.

The State Library’s technical services staff continues to provide subject analysis expertise as a partner in the Find-It! Kentucky program, a customer friendly gateway for finding government information on the web.

 

Expanded Website
The Kentucky Department for Libraries and Archives website was recently redesigned, and the address changed. The web site is now more customer-focused, and conforms to recently issued state government design standards and federal mandates. The e-mail addresses for all KDLA staff also changed, as we became the first agency in state government to migrate to the new “ky.gov” extension. Our e-mail addresses are constructed according to the following convention: jim.nelson@ky.gov. Please update your bookmarks and your address books.

 

The State Library collection includes 93,157 books, 1,800 sound recordings; 9,512 videos; 199 DVDs; 78 CD-ROMs; and 38 Bi-Folkal kits.

4,713 requests were processed by the State Library Interlibrary Loan Unit, representing a 40% increase.

7,833 (a 43% increase) interlibrary loan requests for Kentucky libraries were referred by the State Library to libraries outside of the Southeast region.

4,169 information requests from library customers were answered by the State Library's reference staff. 1,898 of these came from the "Ask a Librarian" email reference consultation service.

KDLA Catalog Enhanced
The KDLA Catalog was enhanced with the total integration of the Archives Catalog into the Endeavor system. The Voyager consortium system completed an upgrade to the latest software version in August 2003. With this recent upgrade, the problematic bulk loading process, which had prevented the addition of MARCIVE records for federal documents to the online KDLA catalog, was corrected. This has now allowed the integration of those records into the agency database. Also, the completion of the multimedia conversion project resulted in the inclusion of 9,827 multimedia items (videos, DVDs, interactive CDs, and BiFolkal kits) into the KDLA Catalog. Records for historical state documents from 1833 have been created and added to the KDLA Catalog, and work has begun on records from 1834. A committee has also been formed to begin plans for the cataloging and addition to the catalog of more current state government documents.

 

State Library Adds Research Databases
KDLA is continuing to strengthen its web-based research sources, offering access to many of the databases to state government employees from their personal workstations. The databases added during this time were: ProQuest’s Historical Newspapers including cover-to-cover, full-text and full-image content for the New York Times (1851- ), Washington Post (1877- ), and the Wall Street Journal (1889 - ); The Columbia Granger’s World of Poetry, providing a searchable database by poem title, by first line of poem, by last line of poem, by author, or by subject; LawReader.com, offering legal research resources for Kentucky, including legal forms; The Matter of Fact database, upgraded from CD-ROM format, providing statistical evidence on current social, economic, political, health, and environmental issues; Mitchell Manuals, also upgraded from CD-ROM format, offering information on auto troubleshooting, diagrams, parts, and steps for repair.

 

Technology Assistance for Public Libraries
Technology keeps advancing at a rapid pace and it is difficult for a library to know how to best use it. KDLA provides technology consulting services to Kentucky’s public libraries so they can keep abreast of the latest trends and use them to their best advantage. For example, this year several library systems requested guidance in purchasing an automation system. Many libraries have had questions about Internet filters and compliance with the Children’s Internet Protection Act (CIPA). KDLA sent out 17 email Technology Alerts this year to 130 library directors on these topics and more.

 

 

KDLA's Public Awareness Leadership Institute
KDLA conducted three out of four sessions of its new "Public Awareness Leadership Institute" during the period of this annual report. Seventeen Kentucky library professionals participated in the inaugural Institute, which was supported by LSTA funds. The Institute is intended to graduate a class of Kentucky public library "public relations professionals" who will seek to intensify the positive public awareness of their local public libraries.

The concept for this Institute arose from the previous year's series of public forums throughout the Commonwealth, which served to identify the community-held values of public libraries, to stress their importance to local communities, and to emphasize the need to raise citizens' consciousness about their local public libraries.

View snapshots of KDLA's Public Awareness Leadership Institute

Read Participants' Comments About the KDLA's Public Awareness Leadership Institute

The participants were selected through a nomination and application process, and agreed to attend all four two-day sessions (May, July, September, and November, 2003) held throughout the state. The topics for the sessions, which were led by well-known figures in the library and communications fields, were "Discovering Your Strengths," "Telling Your Message," "Working With Your Community," and "Bringing It All Together." Leadership skill development and public awareness logistics permeated the Institute, and participants developed local public awareness projects for their libraries, to be presented at the final session.

Enrolled in the Institute were Earlene H. Arnett, Scott County; Jan Banks, Casey County; Daniel L. Bays, Breckinridge County; Alisa Carmichael and Lisa Rice, Bowling Green; Elaine Couch, Perry County; Karen Gillespie, Grayson County; Brenda Hawkins, Gallatin County; Sue Hays, Madison County; Karen Kasacavage, Woodford County; Linda Kompanik, Logan County; Vicki Logsdon, Hart County; Hildreth Lyman, Montgomery County; Ann Painter (trustee), Campbell County. KDLA staff members Tricia Bengel and Michael Jones were also enrolled.

The participants gave the Institute sessions excellent evaluations, as they increased their skills in positioning themselves as community leaders, and became more skilled in energizing their public libraries -- and their partnerships with decision makers in their counties.

 

SHRAB Strategic Plan Completed
The State Historical Records Advisory Board (SHRAB), an advisory body within KDLA that is charged with coordinating historical records issues in the Commonwealth, completed a strategic planning process early in the year. The plan is available on the KDLA website at the following address: http://www.kdla.ky.gov/organizations/SHRAB/strategicplan.htm. Among the many ambitious plans of the SHRAB were several outreach efforts, including sponsoring an annual archives week. Kentucky held its first Archives Week October 6-12, 2002. The SHRAB, KDLA, and the Kentucky Council on Archives coordinated this event. A group of archivists from around the state served as the coordinating committee. The committee printed a bookmark for statewide distribution, and encouraged archival repositories around the state to hold some kind of event during that week, such as a tour, an open house, a speaker, or an exhibit. Almost thirty institutions held one or more events during the week. The first effort was extremely successful.

 

The State Library's Technical Services branch added bibliographic records to the KDLA Catalog for 6,598 multimedia titles, representing an actual 8,532 items and their accompanying manuals, user guides, etc.

Multimedia Conversion Project
The State Library’s Technical Services Branch directed much of its time and resources for 2002-2003 to a major cataloging and conversion project, whose purpose was to add bibliographic records for over 6000 uncataloged titles in the multimedia collection to the online KDLA Catalog. The Branch contracted with OCLC (Online Computing Library Center) in August 2002 to provide the records, which Technical Services staff imported and customized with local information. At the end of the project, the Branch entered into an ongoing cataloging relationship to have OCLC catalog new media titles as they are purchased for the collection. The completion of this project puts KDLA nearer to the goal of having all formats of material maintained by KDLA represented in the KDLA Catalog, as well as adding holdings to OCLC, and makes it easier for users to find all varieties of resources with one-stop searching.

 

7,200,319 documents were microfilmed; 1,483,309 documents were scanned and indexed; 9,784 rolls of microfilm were duplicated.

DMDS Implementation
With acquisition of a wide format scanner, KDLA completed the first phase of implementation of the Document Management Digitization System, or DMDS, for which the Kentucky General Assembly provided capital funds in the 2000 legislative session. KDLA is now providing a full range of document conversion services to state and local government, converting records from paper and microfilm to digital format and from digital format to microfilm. DMDS, located in the recently dedicated Thomas D. Clark Center for Digital Imaging, provides cost effective technical solutions to the storage problems of high volume government records. In FY 2002-2003, the Clark Center digitally scanned and indexed more than 1.48 million records. In addition, it created microfilm from digital images for more than 306,000 imaged records. KDLA has begun the second phase of DMDS, by establishing a dedicated data archives facility whose functions and resources are integrated with the Commonwealth’s existing archival program.


Statistical Report
Each year Kentucky’s libraries submit statistical information to KDLA. The agency then compiles the data and distributes it as the Statistical Report of Kentucky Public Libraries. Libraries and their boards use this information in planning programs and policies, to review their progress, and to compare their library with others in the state.

Preparing this annual report used to be a more formidable task for a library—there are 88 categories within the topics of finance, staff, collections, circulation, attendance and technology. The task was made less daunting this year when KDLA began collecting the data online. Nearly 150 librarians attended hands-on sessions KDLA held to demonstrate the system for submitting electronic annual reports. Librarians have commented that the new process is faster, easier and involves fewer calculations.

The training sessions also instructed librarians in how they can use library statistics. In addition to the print version, the Statistical Report is available online at http://www.kdla.ky.gov/libsupport/statistics.htm. Libraries can use the site to make customized peer comparisons and see how Kentucky libraries compare to those in other states. Those who subscribe to the online service Informata Bibliostat Connect can use it to create charts and graphs to organize and illustrate information for presentations.

 

KDLA provided 531 library staff throughout the state with technology based training in Microsoft software applications, HTML, networking, and interlibrary loan services.

Technology Training for Public Libraries
KDLA coordinated professional technology training for library employees and administrators. Workshop topics in 2002 included MS Publisher, Excel, Access, Word, PowerPoint, along with Advanced HTML and three weeklong sessions of Network Administrator Boot Camp II. Workshop topics in 2003 included Introduction to Resource Sharing, Successful Searching in the OCLC ILL Web, ILL: The Basics, and ILL: Beyond the Basics. Twenty sessions were scheduled across the state and 370 library staff members were trained in these sessions.

 

Consultancy Work Benefits KDLA
During the past year, the Public Records Division reactivated a personal services contract with Hunter Information Management Services, Inc., and its principal, Dr. Greg Hunter. The focus of this contract was to address issues related to the impact of electronic records on the department’s archival management strategy on behalf of state government. Hunter carried out work in a number of areas, including developing training sessions and curricular materials dealing with electronic records management and policy for use with personnel from public agencies; doing initial planning for an Electronic Records Archives; establishing a sound procedural foundation for electronic records management; and assessing the environmental requirements for the records storage needs of the Commonwealth in the current KDLA facility. He prepared reports and made recommendations in several of these areas, and his assistance has helped move departmental planning forward on several important fronts.

 

Listservs for Public Libraries
KDLA monitors two email discussion lists to aid public librarians in their duties. KBOS is devoted to Kentucky’s bookmobile and outreach services librarians. By using this listserv, 117 individuals from around the state have the chance to share ideas, voice concerns, and make valuable contacts through their e-mail. Kentucky’s Youth and Children (KYAC) is tailored to librarians who serve infants through teens. The 272 subscribers can seek advice or share ideas at their convenience, plus stay informed about upcoming events.

 

KDLA Hosts Midwest Micrographics Conference
Representatives from sixteen states attended the Midwest Micrographics Conference held at KDLA in Sept. 2003. This annual conference is an opportunity for the people charged with micrographics and electronic records imaging to further their knowledge of advances in technology in other states.



6,578,188 searches were performed in the 43 databases licensed through KYVL that is partially funded by KDLA.

Support for KYVL
The Kentucky Virtual Library (KVYL) received significant assistance from KDLA in the form of staff expertise and financial support. State Library staff served on various KYVL committees examining issues related to technology, collections, document delivery, and resource sharing.

 

E-rate
The Schools and Libraries Universal Service Support Mechanism’s Educational Rate, commonly referred to as E-rate, is a federal program that provides reduced-cost telecommunications and Internet services to libraries and schools. The discount received is based upon poverty levels in the library service area, anywhere from 20%-90%. Approximately eighty Kentucky libraries sought guidance from KDLA in order to take advantage of the program. Kentucky public libraries received $1,028,536 in discounts this year, with the average being 72%, or $4,065.

 

Tax Rates
Most county library systems in Kentucky receive funding from local taxing districts. KDLA assists the process by receiving tax assessments from the Revenue Cabinet, then computing the allowable tax rates. Then they furnish the information to the appropriate libraries so they can set their rate for the coming year. This assistance was provided to 104 counties, which is nearly every library in the state.

 

285,129 (an 86% increase) non-OCLC records were loaded to the Kentucky database at OCLC for resource sharing.

State Library Staff Train for New Technology
OCLC, the resource used by the library’s Technical Services Branch for cataloging materials, has implemented a new, web-based version of their system called Connexion to replace the old system, Passport. In order to learn the new system and to be able to use it effectively, all Technical Services staff attended Connexion training in December 2002.

Training on the Endeavor Voyager Media Scheduling module was also undertaken by all library Public Services staff in preparation for the Media Scheduling component implementation in the summer of 2003. The use of the Media Scheduling module provides a system to create reservations for multimedia materials and audiovisual equipment.

 

Electronic Records Working Group Activities
The Electronic Records Working Group (ERWG) had its first monthly meeting in May 2002. The ERWG is an informal, interagency group comprised of members from the department, the Governor’s Office for Technology, the Office of the Attorney General, and the Office of the Auditor of Public Accounts. This group helps to develop policy recommendations or alternatives for issues involving the intersection of technology and records management and provides a forum for discussion of electronic records-related issues affecting Kentucky state and local government agencies.

At its first meeting, the ERWG reviewed the newly revised General Schedule for Electronic and Related Records that was subsequently approved by the State Archives and Records Commission. This was a complete revision of the existing schedule, originally passed in 1988. The new schedule is more detailed in its coverage of the records involved in the administration of electronic systems. Two key documents issued in May 2003, the Enterprise Standard 4060-Recordkeeping – Electronic Mail, adopted by the Governor’s Office for Technology and applicable to all state agencies, and a companion document, Guidelines for Managing E-Mail in Kentucky Government, were also products of discussions in the ERWG.

The group is currently considering issues such as the use of encryption technology for electronic signatures, drafting guidelines to help agencies respond to open records requests on databases under the state’s Open Records Act, and the evaluation of records management software. At present, KDLA is developing training modules to help educate agency records officers and IT personnel in the implementation of the General Schedule for Electronic and Related Records.

 

 

Financial Support/Grants

LSTA in Kentucky
The Library Services and Technology Act (LSTA), through the Institute of Museum and Library Services (IMLS), promotes access to learning and information resources of all types of libraries for individuals of all ages. Through the legislation, IMLS provides funds to State Library Agencies using a population-based formula. State Libraries may use the appropriation to support statewide initiatives and services; they may also distribute the funds through competitive subgrant or cooperative agreements to libraries in their state. KDLA is responsible for administering LSTA funds in Kentucky. In October 2002, KDLA began the first grant cycle under the FY2003-2007 LSTA Five Year Plan.

KDLA entered into 91 contracts with grant recipients in 2003 and administered 20 KDLA based statewide grant programs.

Local Records Grants $550,000.00
Provided fifty-one grants to local government officials to improve their record keeping practices and to preserve their information as a strategic resource.

Public Libraries Facilities Construction Fund $ 1,075,000.00

Continued to assist twelve public libraries with debt retirement incurred to renovate or build their local library facilities.

State Aid $3,709,467.00

Provides funds from the state treasury to public libraries for promoting, aiding and equalizing public library service in Kentucky.

Bookmobile/Outreach Program $228,740.00

Institutional Subgrants $22,800.00

Provided funds in partnership with the Kentucky Department of Corrections to administer and provide library services to the prison population.

 

LSTA – Federal Funding
Provided funding for programs that promote access to learning and information resources in libraries. Priority is given to activities using technology for information sharing between libraries and between libraries and other community services; and for programs that make library resources more accessible to urban, rural, or low-income residents and others who have difficulty using library services.

KDLA funded Kentucky Union List of Serials Project staff processed 9,879 updates to the KULS records in OCLC.

Provided sixteen KDLA based statewide projects and thirty five subgrants including:

KY Union List of Serials (KULS)
Provides accurate and complete information about serial/journal holdings in libraries of all types to library staff and end users. The State Library provided support to the Kentucky Union List of Serials online for the KLN OCLC Group Database.

Library Consortia Support
Provided funding for the continued advocacy and support of resource sharing among all types of libraries to make maximum use of information sources.

Training Equipment/Data Projector Subgrants

Provided grants to public libraries in order to purchase equipment to accompany the following data projector equipment, which came from a KDLA regional office. Some of the equipment purchased with grant funds were a multimedia cart, screen, VCR and/or DVD player, laptop computer, and software. This is all used in training, presentations, and video/DVD programs in the local library or in the community at large.
Technical Support for Public Libraries
Provided professional technology support and training for library staff.

Library Automation Subgrants

Provided funds for an integrated library automation system, including hardware, software and wiring/installation. Retrospective conversion of the library collections and other library functions were also provided for the following libraries:

Northern Kentucky University -
Steely Library - $17,158.00 -- Purchased student access computer stations with Internet, research, database, and online catalog access and productivity software for the library lobby to extend and improve student access to materials and services.

Tech Support - Regional Technology Consultant
Morgan County - $30,000.00 – Provided an interlocal agreement between the Morgan, Bath, Fleming, and Montgomery County libraries to employ a technology consultant to provide on-site automation design and assistance.

Tech Support – Library Innovation
Paul Sawyier Public Library - $1,502.00 – Provided for the installation of a wireless access point for in-library training.

Talking Books

Provided funding for a central and two regional libraries to provide print materials in alternative formats to individuals whose physical disability prevents them from reading print material.


Web Development Project

Provided funding to develop the KDLA and COSLA (Chief Officers of State Library Agencies) web sites, focusing on content development and interconnectivity of both sites.

School / Library Partnerships
Children and Young Adult – Summer Reading Promotion
Kentucky Education Television - $15,000.00 – Provided a televised summer reading promotion by producing and distributing materials to school and libraries using KET’s satellite system for use in Kentucky’s classrooms.

Children and Young Adult - Early Childhood Subgrants
Continuing Education
Provided funding to promote and coordinate continuing education for library staff and trustees.

Library Programming

 

Budget Summary
for the Fiscal Year Ended June 30, 2003

Source of Funds
Amount
General funds
$13,224,100
Federal funds
2,231,600
Agency funds
1,804,200
Total
$17,259,900

 

 

 


2004
Published by the
Kentucky Department for Libraries and Archives
P.O. Box 537
Frankfort, Kentucky 40602-0537
(502) 564-8300 Phone/(502) 564-5773 Fax

Ernest L. Fletcher, Governor
Virginia G. Fox, Secretary, Education Cabinet
James A. Nelson, State Librarian and Commissioner
KDLA Communications Team: Gayle Alvis, Jay Bank, Gabrielle Gayheart, Emma Hignite, Nancy Houseal, Barbara Penegor, Kelly Scott Reed, Ph.D (Chair), Georgianne Reynolds, Carrie Taylor, Barbara Teague

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Alternative formats provided by Library Services and Technology Act Funds, and State Funds.

The Kentucky Department for Libraries and Archives does not discriminate on the basis of race, color, national origin, sex, religion, age, or disability in employment or the provision of services. This publication will be made available in alternative formats upon request.